ECF on Fintech Grandfathering and/or Certification Application ( Core Level )

1BEFORE START

2PERSONAL PARTICULARS

3QUALIFICATION

4EMPLOYMENT INFORMATION

5APPLICATION

6PAYMENT

7FILES UPLOAD

8TERMS AND CONDITIONS

9CONFIRM AND SUBMIT

Thank you for applying for Fintech Grandfathering &/or Certification. Please read below Important Notes before filling in the application form. It requires approximately 20 minutes to complete the whole application. Please ensure you have sufficient time before starting.

Important Notes:

The application is for the Relevant Practitioner engaged by an Authorized Institutions (AIs) at the time of application ONLY.
Read carefully the Guideline for ECF on Fintech Grandfathering or Guidelines of Certification Application for ECF-Fintech BEFORE completing this application form.
Only completed application forms with all valid supporting documents, including the HR Verification Annex form, will be processed.

Read and agree to start *

I have read and understand the Important Notes and confirm that I am ready to proceed with the application.

Current Membership No. ( If applicable )

Salutation *

Surname *

e.g. CHAN (as shown on identity document)

Given Name *

e.g. Tai Man (as shown on identity document)

Preferred Name

e.g. John, Peter, Mary

Name in Chinese

(as shown on identity document)

HKID / Passport No. *

Please enter A1234567 if HKID is A123456(7)

Date of Birth *//

Mobile No. *

Office No.

Primary Email *

All HKIB Training Confirmation, Examination Attendance and related communication will be sent to this email

Secondary Email

Correspondence Address *

Residential Address *

Address Line 1

Address Line 2

City

State / Province / Region

Office Address *

Address Line 1

Address Line 2

City

State / Province / Region

University / Tertiary Institution *

Please state your the highest RELEVANT professional qualification only

Qualification Awarded *

Others - Please indicate

Qualification Obtained

e.g. Bachelor of Arts (Hons) in Accounting

Awarded / Graduation Year *

e.g. 2012

Other Professional Qualifications

Professional Bodies

Name of Current Employer *

Employed since

Job Title *

Department

Office Address *

Address Line 1

Address Line 2

City

State / Province / Region

If correspondence address above is not office address. please complete

Indication of Application Types

Please indicate the type(s) of application and its respective option of eligibility of application.

Type of Application *

*Application will be processed based on the option you chose.

Eligibility: Type 1 Grandfathering Application for ECF on Fintech (Core Level) *

Type 1

1. Possessing at least 3 years of relevant work experience in Fintech projects and/or any of he functions as specified in the "Key Roles/Responsibilities" of Role 1 to Role 4 of the HR verification Annex (Core Level) (p.AC2-AC3); and

2. Employed by an AI at the time of application.

Eligibility: Type 2 CPFinT(A) Certification > Option 1: *

Option 1

1. With grandfathered status of ECF on Fintech (Core Level); and

2. Employed by an AI at the time of application.

Eligibility: Type 2 CPFinT(A) Certification > Option 2: *

Option 2

1. Completion of Module 1 to Module 4 of ECF-Fintech Core Level training programme; and

2. Possessing at least 1 year of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/Responsibilities” of Role 1 to Role 4 of the HR verification Annex (Core Level) (p.AC2-AC3).

3. Employed by an AI at the time of application.

Eligibility: Type 3 > Option 1: *

Option 1

2. With grandfathered status of ECF on Fintech (Core Level); and

3. Employed by an AI at the time of application.

Eligibility: Type 3 > Option 2: *

Option 2

1. Successfully completed the training modules and passed the examination or with relevant approved exemption for the Core Level (Modules 1 to 4 of ECF on Fintech) ; and

3. Employed by an AI at the time of application.

Relevant Employment History

List all relevant employment history in Fintech or related functions in reverse chronological order. Work experience does not need to be continuous. Each position listed requires a separate HR Verification Annex form (Core Level).

How many relevant employment history will be listed ? *

e.g. Enter 2 to show two employment historys

Job 1

Current Employer ( Job 1 ) *

Current Position ( Job 1 ) *

Current Department ( Job 1 ) *

Employed From ( Job 1 ) *//

Employed to ( Job 1 ) *//

Please enter the present date.

Job 2

Employer ( Job 2 ) *

Position ( Job 2 ) *

Department ( Job 2 ) *

Employed From ( Job 2 ) *//

Employed to ( Job 2 ) *//

Job 3

Employer ( Job 3 ) *

Position ( Job 3 ) *

Department ( Job 3 ) *

Employed From ( Job 3 ) *//

Employed to ( Job 3 ) *//

Job 4

Employer ( Job 4 ) *

Position ( Job 4 ) *

Department ( Job 4 ) *

Employed From ( Job 4 ) *//

Employed to ( Job 4 ) *//

Job 5

Employer ( Job 5 ) *

Position ( Job 5 ) *

Department ( Job 5 ) *

Employed From ( Job 5 ) *//

Employed to ( Job 5 ) *//

Job 6

Employer ( Job 6 ) *

Position ( Job 6 )

Department ( Job 6 )

Employed From ( Job 6 ) *//

Employed to ( Job 6 ) *//

Job 7

Employer ( Job 7 ) *

Position ( Job 7 ) *

Department ( Job 7 ) *

Employed From ( Job 7 ) *//

Employed to ( Job 7 ) *//

Job 8

Employer ( Job 8 ) *

Position ( Job 8 ) *

Department ( Job 8 ) *

Employed From ( Job 8 ) *//

Employed to ( Job 8 ) *//

Job 9

Employer ( Job 9 ) *

Position ( Job 9 ) *

Department ( Job 9 ) *

Employed From ( Job 9 ) *//

Employed to ( Job 9 ) *//

Job 10

Employer ( Job 10 ) *

Position ( Job 10 ) *

Department ( Job 10 ) *

Employed From ( Job 10 ) *//

Employed to ( Job 10 ) *//

Total No. of Years in Fintech Function / Position: *

Year(s)

Plus: total relevant work experience (month) *

Month(s)

Total number of HR Verification Annex (Core Level) submitted: *

Please ensure the HR Verification Annex form is prepared and it has been signed by your employer

Payment Amount and Payment Method

Type 1: Grandfathering Application for ECF on Fintech ( Core Level ) only *

Type 2: 1st Certification Fee for CPFinT(A) ( valid until 31 December 2023 ) *

Not currently a HKIB Member - $ 1,730.00
Current and valid HKIB Ordinary Member - $ 600.00
Current and valid HKIB Professional Member (Waived) - $ 0.00
Current and valid Senior Member - $ 1,530.00
HKIB Default Member* - $ 3,730.00

* HKD2,000 reinstatement fee + HKD1,730 certification fee

Grandfathering Application for ECF on Fintech ( Core Level ) *

PLUS: 1st Certification Fee for CPFinT(A) ( valid until 31 December 2023 ) *

Not currently a HKIB Member - $ 1,730.00
Current and valid HKIB Ordinary Member - $ 600.00
Current and valid HKIB Professional Member (Waived) - $ 0.00
Current and valid Senior Member - $ 1,530.00
HKIB Default Member* - $ 3,730.00

* HKD2,000 reinstatement fee + HKD1,730 certification fee

I would like to pay by: *

Please enter the code *

Authorization for Disclosure ( when pay by Invoice )

I authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Grandfathering and its Certification application for ECF on Fintech” regarding the following to my current employer (applicant’s bank name) for HR and internal record purposes.

Card Type *

Card Number *

Format : 4321 1234 5678 0000. All card numbers are encrypted with AES-256.

Expiry Date *

Format ( mm/yy )

Name of Cardholder *

Total Fee Paid

$ 0.00

Documents Upload

Click or drag files to this area to upload. You can upload up to 10 files.

Please provide your certified true copy of HKID and academic proof, work experience proof, HR verification annex, etc. Maximum upload capacity: 10MB, if the files exceed the limit, please contact HKIB’s Professional Assessment & Certification Department for further arrangement, email: cert.gf@hkib.org or (852) 2153 7865.

Declaration

Declaration related to Disciplinary Actions, Investigations for Non-compliance and Financial Status

If you have answered "YES" to any of the questions below, please provide details by attaching all relevant documents relating to the matter(s).

1. Have you ever been reprimanded, censured, disciplined by any professional or regulatory authority? *

2. Have you ever had a record of non-compliance with any non-statutory codes, or been censured, disciplined or disqualified by any professional or regulatory body in relation to your profession? *

3. Have you ever been investigated about offences involving fraud or dishonesty or adjudged by a court to be criminally or civilly liable for fraud, dishonesty or misfeasance? *

4. Have you ever been refused or restricted from the right to carry on any profession for which a specific license, registration or other authorization is required by law? *

5. Have you ever been adjudged bankrupt, or served with a bankruptcy petition? *

Terms and Condition

Read and agreed with the Privacy Policy Statement *

I have read and agreed with the Privacy Policy Statement.

Read and agreed with the Acknowledgement and Declaration *

I have read and agreed with the Acknowledgement and Declaration .

Authorisation for Disclosure

I authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Grandfathering and its Certification application for ECF on Fintech” to my current employer for HR and internal record purposes.

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