Please enable JavaScript in your browser to complete this form.1BEFORE START2PERSONAL PARTICULARS3QUALIFICATION 4EMPLOYMENT INFORMATION5APPLICATION6PAYMENT7FILES UPLOAD8TERMS AND CONDITIONS9CONFIRM AND SUBMIT Thank you for applying for grandfathering and/or certification of the Enhanced Competency Framework on Fintech. Please read below Important Notes before filling in the application form. It requires approximately 20 minutes to complete the whole application.   Please ensure you have sufficient time before starting. Important Notes: The application is for the Relevant Practitioner engaged by an Authorized Institution (AI) at the time of application ONLY. Read carefully the Guidelines for ECF on Fintech Grandfathering or Guidelines of Certification Application for ECF-Fintech BEFORE completing this application form. Only completed application form with all valid supporting documents, including the HR Verification Annex form, will be processed. Read and agree to start *I have read and understand the Important Notes and confirm that I am ready to proceed with the application.NextCurrent Membership No. ( If applicable )Salutation *– Please Select – MrMsDrProfSurname *e.g. CHAN (as shown on identity document)Given Name *e.g. Tai Man (as shown on identity document)Preferred Namee.g, John, Peter, MaryName in Chinese(as shown on identity document)HKID / Passport No. *Please enter A1234567 if HKID is A123456(7)Date of Birth *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Mobile No. *Office No.Primary Email *All HKIB Training Confirmation, Examination Attendance and related communication will be sent to this emailSecondary Email Correspondence Address *– Please Select –ResidentialOfficeResidential Address *Address Line 1Address Line 2CityState / Province / RegionOffice Address *Address Line 1Address Line 2CityState / Province / RegionPreviousNextUniversity / Tertiary Institution *Please state your highest RELEVANT academic qualification only.Qualification Awarded *– Please Select –Bachelor's DegreeMaster's DegreeAssociate DegreeHigher DiplomaDiplomaCertificate OthersOthers – Please indicateQualification Obtainede.g. Bachelor of Arts (Hons) in AccountingAwarded / Graduation Year *e.g. 2012Other Professional QualificationsIssuing AuthorityPreviousNextName of Current Employer *Employed sinceJob Title *DepartmentOffice Address *Address Line 1Address Line 2CityState / Province / RegionIf correspondence address above is not office address. please completePreviousNextIndication of Application TypesPlease indicate one of the three types and its respective option of application. Type of Application *– Please Select –Type 1: Grandfathering Application for ECF on Fintech (Professional Level)Type 2: Certified Fintech Professional (Management Track) (CPFinT(M)) and/or Certified Fintech Professional (Specialist Track) (CPFinT(S)) Certification ApplicationType 3: Grandfathering Application for ECF on Fintech (Professional Level) and CPFinT(M) and/or CPFinT(S) Certification Application*Application will be processed based on the option you chose.Track(s) and Stream(s) of your Type 1 Grandfathering Application: (can select more than 1) *Track1: Management Track and/orTrack 2: Specialist Track > Stream I: AI and Big Data Stream and/orTrack 2: Specialist Track > Stream II: Distributed Ledger Technology Stream and/orTrack 2: Specialist Track > Stream III: Open Banking and API Stream and/orTrack 2: Specialist Track > Stream IV: Regtech StreamEligibility: Type 1 *Select 1. Possessing at least 6 years of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/ Responsibilities” of Role 1 to Role 4 of the HR Verification Annex (Professional Level) form (p.AP2 – AP4), of which at least 3 years are gained from respective Professional Level job roles; and 2. Employed by an AI at the time of application Professional Qualification of your Type 2 Certification Application: (can select more than 1) *Track 1: CPFinT(M) – Management Track and/orTrack 2: CPFinT(S) – Specialist Track Eligibility: Type 2 > Track 1 – CPFinT(M) – Management Track > Option 1 *Option 1 1. With grandfathered status of ECF on Fintech (Professional Level) (Management Track); and 2. Employed by an AI at the time of application. Eligibility: Type 2 > Track 1 – CPFinT(M) – Management Track > Option 2 *Option 2 1. Completion of Modules 5, 9 and 10 of the HKIB ECF-Fintech Professional Level training programme on top of the Core Level qualification; and 2. Possessing at least 3 years of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/Responsibilities” of Role 2 and Role 3 of the HR Verification Annex (Professional Level) form (p.AP2-AP4). 3. Employed by an AI at the time of application. Eligibility: Type2 >Track 2 – CPFinT(S) – Specialist Track > Option 1 – please select your Stream(s): (can select more than 1) *Track 2: Specialist Track > Stream I: AI and Big Data Stream and/orTrack 2: Specialist Track > Stream II: Distributed Ledger Technology Stream and/orTrack 2: Specialist Track > Stream III: Open Banking and API Stream and/orTrack 2: Specialist Track > Stream IV: Regtech Stream 1. With grandfathered status of ECF on Fintech (Professional Level) of the respective stream(s) of the Specialist Track, and 2. Employed by an AI at the time of application Eligibility: Type 2 > Track 2 – CPFinT(S) – Specialist Track > Option 2 – please select your Stream(s): (can select more than 1) *Track 2: Specialist Track > Stream I: AI and Big Data Stream: Completion of Module 5 and Module 6 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream II: Distributed Ledger Technology Stream: Completion of Module 5 and Module 7 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream III: Open Banking and API Stream: Completion of Module 5 and Module 8 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream IV: Regtech Stream: Completion of Module 5 and Module 11 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification plus 2. Possessing at least 3 years of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/Responsibilities” of Role 1 and/or Role 4 of the HR Verification Annex (Professional Level) form (p.AP2-AP4). 3. Employed by an AI at the time of application. Eligibility: Type 3 > Option 1 – With grandfathered status of ECF on Fintech (Professional Level), please select your Track(s) and Stream(s): (can select more than 1) *Track1: Management Track and/orTrack 2: Specialist Track > Stream I: AI and Big Data Stream and/orTrack 2: Specialist Track > Stream II: Distributed Ledger Technology Stream and/orTrack 2: Specialist Track > Stream III: Open Banking and API Stream and/orTrack 2: Specialist Track > Stream IV: Regtech Stream plus 2. Possessing at least 6 years of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/ Responsibilities” of Role 1 to Role 4 of the HR Verification Annex (Professional Level) form (p.AP2–AP4), of which at least 3 years are gained from respective Professional Level job roles; and 3. Employed by an AI at the time of application Eligibility: Type 3 > Option 2 – please select your Track(s) &/or Stream(s): (can be more than 1) *Track 1: Management Track: Completion of Modules 5, 9 and 10 of the HKIB ECF-Fintech Professional Level training programme on top of the Core Level qualification; and/orTrack 2: Specialist Track > Stream I: AI and Big Data Stream: Completion of Module 5 and Module 6 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream II: Distributed Ledger Technology Stream: Completion of Module 5 and Module 7 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream III: Open Banking and API Stream: Completion of Module 5 and Module 8 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification; and/orTrack 2: Specialist Track > Stream IV: Regtech Stream: Completion of Module 5 and Module 11 of the HKIB ECF-Fintech Professional Level training programme and fulfill the technical specialist stream(s) on top of Core Level qualification plus 2. Possessing at least 3 years of relevant work experience in Fintech projects and/or any of the functions as specified in the “Key Roles/Responsibilities” of Role 1 and/or Role 4 of the HR Verification Annex (Professional Level) form (p.AP2-AP4). 3. Employed by an AI at the time of application. Relevant Employment History List all relevant employment history in Fintech or related functions in reverse chronological order. Work experience does not need to be continuous. Each position listed requires a separate HR Verification Annex form (Professional Level). How many relevant employment history will be listed ? *e.g. Select 2 to show two employment historyJob 1Current Employer ( Job 1 ) *Current Position ( Job 1 ) *Current Department ( Job 1 ) *Employed From ( Job 1 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 1 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Please enter the present date.Job 2 Employer ( Job 2 ) *Position ( Job 2 ) *Department ( Job 2 ) *Employed From ( Job 2 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 2 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 3 Employer ( Job 3 ) *Position ( Job 3 ) *Department ( Job 3 ) *Employed From ( Job 3 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 3 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 4 Employer ( Job 4 ) *Position ( Job 4 ) *Department ( Job 4 ) *Employed From ( Job 4 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 4 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 5 Employer ( Job 5 ) *Position ( Job 5 ) *Department ( Job 5 ) *Employed From ( Job 5 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 5 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 6 Employer ( Job 6 ) *Position ( Job 6 ) Department ( Job 6 ) Employed From ( Job 6 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 6 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 7 Employer ( Job 7 ) *Position ( Job 7 ) *Department ( Job 7 ) *Employed From ( Job 7 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 7 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 8 Employer ( Job 8 ) *Position ( Job 8 ) *Department ( Job 8 ) *Employed From ( Job 8 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 8 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 9 Employer ( Job 9 ) *Position ( Job 9 ) *Department ( Job 9 ) *Employed From ( Job 9 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 9 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Job 10 Employer ( Job 10 ) *Position ( Job 10 ) *Department ( Job 10 ) *Employed From ( Job 10 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Employed to ( Job 10 ) *DD12345678910111213141516171819202122232425262728293031MM123456789101112YYYY20232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995199419931992199119901989198819871986198519841983198219811980197919781977197619751974197319721971197019691968196719661965196419631962196119601959195819571956195519541953195219511950194919481947194619451944194319421941194019391938193719361935193419331932193119301929192819271926192519241923192219211920Total number of years in Fintech Function / Position *Year(s)plus : total relevant work experience (month) *Month(s)Total number of HR Verification Annex Form (Professional Level) submitted: *Please ensure the HR Verification Annex Form is prepared and it has been signed by your employer.PreviousNextPayment Amount and Payment MethodType 1: Grandfathering Application fee for ECF on Fintech ( Professional Level ) *Management Track only – $ 1,050.00Specialist Track (1 Stream) only – $ 1,050.00Both Management Track and Specialist Track (1 Stream) – $ 1,550.00Specialist Track (2 Streams) – $ 1,550.00Management Track and Specialist Track (2 Streams or above) – $ 2,050.00Specialist Track (3 Streams or above) – $ 2,050.00Type 2: 1st Certification Fee for CPFinT(M) and/or CPFinT(S) ( valid until 31 December 2023 ) *Not currently a HKIB Member – $ 1,730.00Current and valid HKIB Ordinary Member – $ 600.00Current and valid HKIB Professional Member (Waived) – $ 0.00Current and valid Senior Member – $ 1,530.00HKIB Default Member* – $ 3,730.00* HKD2,000 reinstatement fee + HKD1,730 certification feeGrandfathering Application fee for ECF on Fintech ( Professional Level ) *Management Track only – $ 1,050.00Specialist Track (1 Stream) only – $ 1,050.00Both Management Track and Specialist Track (1 Stream) – $ 1,550.00Specialist Track (2 Streams) – $ 1,550.00Management Track and Specialist Track (2 Streams or above) – $ 2,050.00Specialist Track (3 Streams or above) – $ 2,050.00PLUS: 1st Certification Fee for CPFinT(M) and/or CPFinT(S) ( valid until 31 December 2023 ) *Not currently a HKIB Member – $ 1,730.00Current and valid HKIB Ordinary Member – $ 600.00Current and valid HKIB Professional Member (Waived) – $ 0.00Current and valid Senior Member – $ 1,530.00HKIB Default Member* – $ 3,730.00* HKD2,000 reinstatement fee + HKD1,730 certification feeI would like to pay by: *– Please Select –Company InvoiceCredit Card Please enter the code provided by your current employer *Please contact your bank coordinator to get the codeAuthorization for Disclosure ( by invoice )I authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Grandfathering and its Certification application for ECF on Fintech” to my current employer for HR and internal record purposes.Card Type *– Please Select –VisaMasterCard Number *Format : 4321 1234 5678 0000. All card numbers are encrypted with AES-256.Expiry Date *Format ( mm/yy )Name of Cardholder *Total Fee Paid$ 0.00PreviousNextDocuments Upload Click or drag files to this area to upload. You can upload up to 10 files. Please provide your certified true copy of HKID and academic proof, work experience proof, HR verification annex, etc. Maximum upload capacity: 10MB, if the files exceed the limit, please contact HKIB’s Professional Assessment & Certification Department for further arrangement, email: cert.gf@hkib.org or (852) 2153 7865. PreviousNextDeclarationDeclaration related to Disciplinary Actions, Investigations for Non-compliance and Financial StatusIf you have answered “YES” to any of the questions below, please provide details by attaching all relevant documents relating to the matter(s).1. Have you ever been reprimanded, censured, disciplined by any professional or regulatory authority? *YesNo2. Have you ever had a record of non-compliance with any non-statutory codes, or been censured, disciplined or disqualified by any professional or regulatory body in relation to your profession? *YesNo3. Have you ever been investigated about offences involving fraud or dishonesty or adjudged by a court to be criminally or civilly liable for fraud, dishonesty or misfeasance? *YesNo4. Have you ever been refused or restricted from the right to carry on any profession for which a specific license, registration or other authorization is required by law? *YesNo5. Have you ever been adjudged bankrupt, or served with a bankruptcy petition? *YesNoTerms and ConditionsRead and agreed with the Privacy Policy Statement *I have read and agreed with the Privacy Policy Statement. Read and agree with the Acknowledgement and Declaration *I have read and agreed with the Acknowledgement and Declaration. Authorisation for DisclosureI authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Grandfathering and its Certification application for ECF on Fintech” to my current employer for HR and internal record purposes.Do not wish to receive eNewsHKIB would like to provide the latest information to you via weekly eNews. If you do not wish to receive it, please tick the box.PreviousNextUpdating preview…Please verify your information if it is accurate. You may go back to make changes if any amendment is required. You may save this page for record purpose.Please enter your FULL NAME to confirm the application *PreviousSubmit