Module Exemption Application Form for ECF on RWM

1BEFORE START

2PERSONAL PARTICULARS

3QUALIFICATION

4EMPLOYMENT INFORMATION

5APPLICATION

6PAYMENT

7TERMS AND CONDITION

8CONFIRM AND SUBMIT

Thank you for applying for Module Exemption for ECF on RWM. Please read carefully the ECF on RWM – Important Notes For Exemption Application and Exemption Arrangement for ECF on RWM training programmes . Please prepare the following documents before filling in the application form.

Document Checklist:

Company Name card showing RI/TR registration numbers
Copy of your HKID/Passport.
Copies for proof of examinations passed/exemptions obtained obtained.
Credit Card.

Agree and Confirm *

I have read and understand that I am ready to proceed with the application.

Current Membership No. ( If applicable )

Salutation *

Surname *

e.g. CHAN (as shown on identity document)

Given Name *

e.g. Tai Man (as shown on identity document)

Preferred Name

e.g. John, Peter, Mary

Name in Chinese

(as shown on identity document)

HKID / Passport No. *

Please enter A1234567 if HKID is A123456(7)

Mobile No. *

Office No.

Primary Email *

University / Tertiary Institution *

Please state your highest RELEVANT academic qualification only.

Qualification Awarded *

Others – Please indicate

Qualification Obtained

e.g. Bachelor of Arts (Hons) in Accounting

Awarded / Graduation Year *

e.g. 2012

Name of Current Employer *

Job Title *

Department *

Office Address *

Address Line 1

Address Line 2

City

State / Province / Region

License(s) Registration

Currently registered as a Relevant Individual/Licensed Representative under HKMA/SFC *

Please advise the Registration Number (RI/LR) *

Date of Registration: (RI/LR) *

Currently Licensed Insurance Intermediaries under Insurance Authority *

Please advise the Registration Number *

Date of Registration: *

Module exemption

Applicants with appropriate qualifications may apply exemption for maximum of three modules (60 credits) of ECF on RWM Programme . Please choose the module(s) which you would like to apply for exemption. (Allow to select more than one)

Module to Exempted *

Module 1 Regulatory Environment for Banking and Financial Planning (20 credits) – $ 880.00
Module 2 Investment Planning (20 credits) – $ 880.00
Module 4 Insurance and Retirement Planning# (20 credits) – $ 880.00

# Candidates having either IIQE papers I, II, & III all passed or I, III & V all passed are eligible for exemption of Module 4

Application Fee *

Application Fee is non-refundable

Files Upload:

Click or drag files to this area to upload. You can upload up to 10 files.

Please upload your documents here (1.Company Name card showing licenses registration numbers; 2.copy of your HKID / Passport; 3.copy of examination result (e.g. RWM M3); 4.certified true copy of examination result (e.g. IIQE result required by this exemption but not registered in your Licensed Insurance Intermediaries under Insurance Authority) Max total file size:10MB

Total

$ 0.00

I would like to pay by: *

Please enter the code provided by your current employer *

Please contact your bank coordinator to get the code

Authorise HKIB to disclose result

I authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Exemption application for ECF on RWM” regarding the following to my current employer (applicant’s bank name) for HR and internal record purposes.

Card Type *

Card Number *

Format : 4321 1234 5678 0000. All card numbers are encrypted with AES-256.

Expiry Date *

Format ( mm/yy )

Name of Cardholder *

Total Fee Paid

$ 0.00

Application Fee is non-refundable. Exemption fee will not be charged if the application is unsuccessful.

Read and agreed with the Privacy Policy Statement *

I have read and agreed with the Privacy Policy Statement.

IMPORTANT NOTES FOR APPLICATION *

I have read and agreed with the ECF on RWM – Important Notes for Exemption Application .

Agree Acknowledgement and Declaration *

I have read and agreed with the Acknowledgement and Declaration .

Authorise HKIB disclose my results to my current employer

I authorise The Hong Kong Institute of Bankers (HKIB) to disclose my results and progress of the “Exemption application for ECF on RWM” to my current employer for HR and internal record purposes.

Updating preview…

Please verify your information if it is accurate. You may go back to make changes if any amendment is required. You may save this page for record purpose.

Please enter your FULL NAME to confirm the application *